Compliance Roundtable

If in the past year, you have needed updates or information on:

• Reg Z Amendments
  
• The USA Patriot Act
  
• Financial Privacy Regulation P
  
• Money Laundering
  
• Suspicious Transactions
  
• Know Your Customer Rules
  
• Home Office Protection Rules
  
• Large Dollar Deposits & Minimizing Collection Risks
  
• HMDA Final Amendments
  
• High Cost Loans

Then you would have benefited from our Compliance Roundtable!
The Roundtable is a series of three (3) seminars designed to:

• Keep you updated when federal and NYS statutes and regulations are promulgated or revised.
  
• Review existing compliance and operations rules and issues that need interpretation or analysis.
  
• Provide access to our compliance and banking law experts.
  
• Offer a forum to get answers to your own specific questions or situations.
  
• Are supplemented with comprehensive materials, including written analysis when appropriate.

Open Enrollment - an annual fee entitles your institution to send as many staff as desired to each of the three (3) Roundtable sessions held during a 12-month period.

CPE Credits - Roundtable attendees in need of Continuing Professional Education (CPE) credits receive 4 credits for each session they attend.

Please send us an email for further information.